172.7K XNAS Volume
XNAS 18 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Keith A. Katkin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 8,575 | 8,575 | - | - | Restricted Stock Units | |
| Keith A. Katkin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 77,175 | 77,175 | - | - | Stock Option (right to buy) | |
| David-Alexandre C. Gros | Director, Chief Executive Officer | 10 Jan 2025 | 66,500 | 66,500 | - | - | Restricted Stock Units | ||
| David-Alexandre C. Gros | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 600,000 | 600,000 | - | - | Stock Option (right to buy) | |
| John S. McBride | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 30,870 | 30,870 | - | - | Stock Option (right to buy) | |
| John S. McBride | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 3,430 | 3,430 | - | - | Restricted Stock Units | |
| June Lee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 3,430 | 3,430 | - | - | Restricted Stock Units | |
| June Lee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 30,870 | 30,870 | - | - | Stock Option (right to buy) | |
| Jan L. Hillson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 30,870 | 30,870 | - | - | Stock Option (right to buy) | |
| Jan L. Hillson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 3,430 | 3,430 | - | - | Restricted Stock Units | |
| Paul Sean Little | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 75,000 | 75,000 | - | - | Restricted Stock Units | |
| Paul Sean Little | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 175,000 | 175,000 | - | - | Stock Option (right to buy) | |
| Bryan E. Smith | General Counsel, Corporate Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 64,500 | 64,500 | - | - | Restricted Stock Units | |
| Bryan E. Smith | General Counsel, Corporate Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 150,500 | 150,500 | - | - | Stock Option (right to buy) | |
| Steven N. Perrin | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 27,000 | 27,000 | - | - | Restricted Stock Units | |
| Steven N. Perrin | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 243,000 | 243,000 | - | - | Stock Option (right to buy) | |
| Allan Douglas Kirk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 30,870 | 30,870 | - | - | Stock Option (right to buy) | |
| Allan Douglas Kirk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2025 | 3,430 | 3,430 | - | - | Restricted Stock Units | |
| David-Alexandre C. Gros | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 1,015,743 | 1,015,743 | - | - | Stock Option (right to buy) | |
| Paul Sean Little | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 525,032 | 525,032 | - | - | Stock Option (right to buy) | |
| Bryan E. Smith | General Counsel, Corporate Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 474,350 | 474,350 | - | - | Stock Option (right to buy) | |
| Steven N. Perrin | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 840,438 | 840,438 | - | - | Stock Option (right to buy) | |
| David-Alexandre C. Gros | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2024 | 517,454 | 517,454 | - | - | Stock Option (right to buy) | |
| Paul Sean Little | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2024 | 267,470 | 267,470 | - | - | Stock Option (right to buy) | |
| Bryan E. Smith | General Counsel, Corporate Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2024 | 241,650 | 241,650 | - | - | Stock Option (right to buy) | |
| Steven N. Perrin | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2024 | 428,148 | 428,148 | - | - | Stock Option (right to buy) | |
| Gary A. Lyons | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 150,437 | 150,437 | - | - | Common Stock | |
| Keith A. Katkin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 752,185 | 752,185 | - | - | Stock Option (right to buy) | |
| Walter C. Ogier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 150,437 | 150,437 | - | - | Stock Option (right to buy) | |
| David-Alexandre C. Gros | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 383,299 | 383,299 | - | - | Common Stock (right to buy) | |
| John S. McBride | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 150,437 | 150,437 | - | - | Stock Option (right to buy) | |
| June Lee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 150,437 | 150,437 | - | - | Stock Option (right to buy) | |
| Jan L. Hillson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 150,437 | 150,437 | - | - | Stock Option (right to buy) | |
| Paul Sean Little | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 198,126 | 198,126 | - | - | Stock Option (right to buy) | |
| Bryan E. Smith | General Counsel, Corporate Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 179,000 | 179,000 | - | - | Stock Option (right to buy) | |
| Steven N. Perrin | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 May 2023 | 317,147 | 317,147 | - | - | Stock Option (right to buy) | |
| Gary A. Lyons | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Keith A. Katkin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Walter C. Ogier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| David-Alexandre C. Gros | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 153,600 | 153,600 | - | - | Stock Option (right to buy) | |
| David-Alexandre C. Gros | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 300,000 | 300,000 | - | - | Stock Option (right to buy) | |
| John S. McBride | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| June Lee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Jan L. Hillson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Paul Sean Little | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 155,000 | 155,000 | - | - | Stock Option (right to buy) | |
| Bryan E. Smith | General Counsel, Corporate Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 155,000 | 155,000 | - | - | Stock Option (right to buy) | |
| Steven N. Perrin | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 155,000 | 155,000 | - | - | Stock Option (right to buy) | |
| Steven N. Perrin | Director, President | Purchase of securities on an exchange or from another person at price $ 2.60 per share. | 23 Nov 2022 | 1,000 | 1,000 (0%) | 0% | 2.6 | 2,597 | Common Stock |
| Gary A. Lyons | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Keith A. Katkin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Walter C. Ogier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| David-Alexandre C. Gros | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 108,000 | 108,000 | - | - | Stock Option (right to buy) | |
| John S. McBride | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| June Lee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Jan L. Hillson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Paul Sean Little | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 155,000 | 155,000 | - | - | Stock Option (right to buy) | |
| Bryan E. Smith | General Counsel, Corporate Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 120,000 | 120,000 | - | - | Stock Option (right to buy) | |
| Steven N. Perrin | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 155,000 | 155,000 | - | - | Stock Option (right to buy) | |
| David-Alexandre C. Gros | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.21 per share. | 17 Aug 2021 | 4,000 | 7,000 (0%) | 0% | 6.2 | 24,840 | Common Stock |
| Paul Sean Little | CHIEF FINANCIAL OFFICER | Purchase of securities on an exchange or from another person at price $ 8.87 per share. | 11 Jun 2021 | 10,000 | 10,000 (0%) | 0% | 8.9 | 88,700 | Common Stock |
| David-Alexandre C. Gros | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 8.01 per share. | 09 Jun 2021 | 3,000 | 3,000 (0%) | 0% | 8.0 | 24,030 | Common Stock |
| Bryan E. Smith | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2021 | 158,500 | 158,500 | - | - | Stock Option (Right to Buy) | |
| Gary A. Lyons | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Sep 2020 | 1,167 | 1,167 | - | - | Stock Option (Right to Buy) | |
| Keith A. Katkin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Sep 2020 | 5,907 | 5,907 | - | - | Stock Option (Right to Buy) | |
| David-Alexandre C. Gros | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Sep 2020 | 18,278 | 18,278 | - | - | Stock Option (Right to Buy) | |
| John S. McBride | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Sep 2020 | 1,167 | 1,167 | - | - | Stock Option (Right to Buy) | |
| Jon Kuwahara | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Sep 2020 | 2,145 | 2,145 | - | - | Stock Option (Right to Buy) | |
| Catherine C. Turkel | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 100,000 | 100,000 | - | - | Stock Option (Right to Buy) | |
| Gregory J. Flesher | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 200,000 | 200,000 | - | - | Stock Option (Right to Buy) | |
| Jon Kuwahara | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Erez Chimovits | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Jan 2020 | 646,204 | 0 | - | - | Warrants to Purchase Common Stock | |
| Erez Chimovits | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 14 Jan 2020 | 646,204 | 0 | - | - | Warrants to Purchase Common Stock | |
| Catherine C. Turkel | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2019 | 75,000 | 75,000 | - | - | Stock Option (Right to Buy) | |
| Gregory J. Flesher | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2019 | 100,000 | 100,000 | - | - | Stock Option (Right to Buy) | |
| Jon Kuwahara | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2019 | 60,000 | 60,000 | - | - | Stock Option (Right to Buy) | |
| Gary A. Lyons | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jul 2019 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Keith A. Katkin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jul 2019 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Cheryl L. Cohen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jul 2019 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| John S. McBride | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jul 2019 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Erez Chimovits | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jul 2019 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Catherine C. Turkel | President | Sale of securities on an exchange or to another person at price $ 1.96 per share. | 20 May 2019 | 7,623 | 90,576 (0%) | 0% | 2.0 | 14,953 | Common Stock |
| Catherine C. Turkel | President | Sale of securities on an exchange or to another person at price $ 1.91 per share. | 20 May 2019 | 1,914 | 88,662 (0%) | 0% | 1.9 | 3,658 | Common Stock |
| Gregory J. Flesher | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.91 per share. | 20 May 2019 | 2,937 | 156,918 (0%) | 0% | 1.9 | 5,614 | Common Stock |
| Gregory J. Flesher | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.96 per share. | 20 May 2019 | 11,701 | 159,855 (0%) | 0% | 2.0 | 22,953 | Common Stock |
| Jon Kuwahara | See Remarks | Sale of securities on an exchange or to another person at price $ 1.96 per share. | 20 May 2019 | 4,218 | 7,032 (0%) | 0% | 2.0 | 8,274 | Common Stock |
| Jon Kuwahara | See Remarks | Sale of securities on an exchange or to another person at price $ 1.91 per share. | 20 May 2019 | 1,058 | 5,974 (0%) | 0% | 1.9 | 2,022 | Common Stock |
| Catherine C. Turkel | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2019 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Catherine C. Turkel | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2019 | 20,000 | 98,199 (0%) | 0% | 0 | Common Stock | |
| Gregory J. Flesher | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2019 | 25,000 | 171,556 (1%) | 0% | 0 | Common Stock | |
| Gregory J. Flesher | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2019 | 90,000 | 90,000 | - | - | Stock Option (Right to Buy) | |
| Jon Kuwahara | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2019 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Catherine C. Turkel | President | Purchase of securities on an exchange or from another person at price $ 5.02 per share. | 11 Sep 2018 | 16,632 | 78,199 (0%) | 0% | 5.0 | 83,476 | Common Stock |
| Catherine C. Turkel | President | Purchase of securities on an exchange or from another person at price $ 4.56 per share. | 11 Sep 2018 | 17,048 | 61,567 (0%) | 0% | 4.6 | 77,671 | Common Stock |
| Catherine C. Turkel | President | Purchase of securities on an exchange or from another person at price $ 3.97 per share. | 05 Sep 2018 | 805 | 805 (0%) | 0% | 4.0 | 3,193 | Common Stock |
| Gary A. Lyons | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2018 | 9,100 | 9,100 | - | - | Stock Option (Right to Buy) | |
| Keith A. Katkin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2018 | 9,100 | 9,100 | - | - | Stock Option (Right to Buy) | |
| Cheryl L. Cohen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2018 | 9,100 | 9,100 | - | - | Stock Option (Right to Buy) | |
| John S. McBride | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2018 | 9,100 | 9,100 | - | - | Stock Option (Right to Buy) | |
| Catherine C. Turkel | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2018 | 24,000 | 24,000 | - | - | Stock Option (Right to Buy) | |
| Catherine C. Turkel | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2018 | 20,000 | 44,519 (0%) | 0% | 0 | Common Stock | |
| Gregory J. Flesher | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2018 | 30,700 | 146,556 (1%) | 0% | 0 | Common Stock | |
| Gregory J. Flesher | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2018 | 56,500 | 56,500 | - | - | Stock Option (Right to Buy) | |
| Jon Kuwahara | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2018 | 11,250 | 11,250 (0%) | 0% | 0 | Common Stock | |
| Jon Kuwahara | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2018 | 12,000 | 12,000 | - | - | Stock Option (Right to Buy) | |
| Catherine C. Turkel | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Nov 2017 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Jon Kuwahara | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jul 2017 | 35,000 | 35,000 | - | - | Stock Option (Right to Buy) | |
| Gary A. Lyons | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2017 | 18,000 | 18,000 | - | - | Stock Option (Right to Buy) | |
| Keith A. Katkin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2017 | 36,000 | 36,000 | - | - | Stock Option (Right to Buy) | |
| Cheryl L. Cohen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2017 | 18,000 | 18,000 | - | - | Stock Option (Right to Buy) | |
| Jodie P. Morrison | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2017 | 18,000 | 18,000 | - | - | Stock Option (Right to Buy) | |
| John S. McBride | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2017 | 18,000 | 18,000 | - | - | Stock Option (Right to Buy) | |
| Christine G. Ocampo | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2017 | 52,500 | 52,500 | - | - | Stock Option (Right to Buy) | |
| Catherine C. Turkel | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2017 | 52,500 | 52,500 | - | - | Stock Option (Right to Buy) | |
| Gregory J. Flesher | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2017 | 250,000 | 250,000 | - | - | Stock Option (Right to Buy) | |
| Christine G. Ocampo | See Remarks | Purchase of securities on an exchange or from another person at price $ 9.99 per share. | 10 May 2017 | 10,010 | 21,590 (0%) | 0% | 10.0 | 100,000 | Common Stock |
| Catherine C. Turkel | Chief Development Officer | Purchase of securities on an exchange or from another person at price $ 9.99 per share. | 10 May 2017 | 11,111 | 24,519 (0%) | 0% | 10.0 | 110,999 | Common Stock |
| Gregory J. Flesher | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 9.99 per share. | 10 May 2017 | 58,959 | 115,856 (0%) | 0% | 10.0 | 589,000 | Common Stock |
| Cheryl L. Cohen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2016 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Timothy J. Barberich | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2016 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Seth Harrison | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2016 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Stephen Buckley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2016 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| David A. Kessler | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2016 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Joseph A. Yanchik | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2016 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Stephen Buckley | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 15 Mar 2016 | 8,000 | 11,000 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Jan 2016 | 8,015 | 0 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Jan 2016 | 20,000 | 37,878 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Jan 2016 | 8,015 | 37,566 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Jan 2016 | 20,000 | 57,566 | - | - | Common Stock | |
| Gerald E. Quirk | General Counsel, Executive VP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2015 | 62,000 | 62,000 | - | - | Stock Option (right to buy) | |
| Karen Ferrante | Head Res. & Dev. & Chief Med. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2015 | 62,000 | 62,000 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2015 | 189,000 | 189,000 | - | - | Stock Option (right to buy) | |
| John S. McBride | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2015 | 62,000 | 62,000 | - | - | Stock Option (right to buy) | |
| Lee H. Kalowski | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2015 | 62,000 | 62,000 | - | - | Stock Option (right to buy) | |
| Stephen Buckley | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Nov 2015 | 3,000 | 3,000 | - | - | Common Stock | |
| John S. McBride | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 21 Sep 2015 | 13,500 | 0 | - | - | Common Stock | |
| John S. McBride | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Sep 2015 | 13,500 | 13,500 | - | - | Common Stock | |
| John S. McBride | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Sep 2015 | 13,500 | 186,678 | - | - | Stock Option (right to buy) | |
| Lee H. Kalowski | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 08 Sep 2015 | 4,668 | 40,953 | - | - | Common Stock | |
| Lee H. Kalowski | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Sep 2015 | 2,158 | 45,621 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jul 2015 | 3,000 | 57,878 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Jul 2015 | 564 | 19,551 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jul 2015 | 12,000 | 313,300 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jul 2015 | 12,000 | 31,551 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jul 2015 | 7,000 | 26,551 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jul 2015 | 7,000 | 8,015 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jul 2015 | 564 | 20,115 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jul 2015 | 564 | 312,736 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 28 Jul 2015 | 12,000 | 19,551 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Jul 2015 | 3,000 | 29,551 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jul 2015 | 7,426 | 19,551 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jul 2015 | 2,574 | 0 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jul 2015 | 2,574 | 12,125 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jul 2015 | 7,426 | 15,015 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jun 2015 | 8,000 | 325,300 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Jun 2015 | 8,000 | 9,551 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jun 2015 | 8,000 | 17,551 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jun 2015 | 8,000 | 333,300 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Jun 2015 | 8,000 | 17,551 | - | - | Common Stock | |
| Jodie P. Morrison | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 26 Jun 2015 | 8,000 | 9,551 | - | - | Common Stock | |
| John S. McBride | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jun 2015 | 6,700 | 200,478 | - | - | Stock Option (right to buy) | |
| John S. McBride | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jun 2015 | 6,700 | 6,700 | - | - | Common Stock | |
| John S. McBride | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jun 2015 | 300 | 200,178 | - | - | Stock Option (right to buy) | |
| John S. McBride | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Jun 2015 | 6,700 | 0 | - | - | Common Stock | |
| John S. McBride | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jun 2015 | 2,000 | 207,178 | - | - | Stock Option (right to buy) | |
| John S. McBride | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Jun 2015 | 2,000 | 0 | - | - | Common Stock | |
| John S. McBride | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 22 Jun 2015 | 300 | 0 | - | - | Common Stock | |
| John S. McBride | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jun 2015 | 2,000 | 2,000 | - | - | Common Stock | |
| John S. McBride | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Jun 2015 | 300 | 300 | - | - | Common Stock | |
| Timothy J. Barberich | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2015 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Seth Harrison | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2015 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Stephen Buckley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2015 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| David A. Kessler | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2015 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Joseph A. Yanchik | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2015 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| Gerald E. Quirk | General Counsel, Executive VP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2015 | 214,605 | 214,605 | - | - | Stock Option (right to buy) | |
| Lee H. Kalowski | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Apr 2015 | 4,567 | 47,779 | - | - | Common Stock | |
| Cheryl L. Cohen | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Apr 2015 | 25,000 | 25,000 | - | - | Stock Option (right to buy) | |
| Lee H. Kalowski | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 02 Apr 2015 | 2,258 | 52,346 | - | - | Common Stock | |
| Stephen Buckley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jan 2015 | 25,000 | 25,000 | - | - | Stock Option (right to buy) | |
| Jodie P. Morrison | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2014 | 134,134 | 134,134 | - | - | Stock Option (right to buy) | |
| John S. McBride | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Oct 2014 | 50,671 | 50,671 | - | - | Stock Option (right to buy) | |
| Timothy J. Barberich | None | 22 Sep 2014 | 121,077 | 121,077 | - | - | Common Stock | ||
| Timothy J. Barberich | None | 22 Sep 2014 | 809,955 | 0 | - | - | Series E Preferred Stock | ||
| Timothy J. Barberich | None | 22 Sep 2014 | 457,731 | 0 | - | - | Series D-3 Preferred Stock | ||
| Muneer Satter | Ten Percent Owner | 22 Sep 2014 | 4,577,315 | 0 | - | - | Series D-1 Preferred Stock | ||
| Muneer Satter | Ten Percent Owner | 22 Sep 2014 | 3,931,085 | 0 | - | - | Series D-3 Preferred Stock | ||
| Muneer Satter | Ten Percent Owner | 22 Sep 2014 | 457,728 | 0 | - | - | Series D-2 Preferred Stock | ||
| Muneer Satter | Ten Percent Owner | 22 Sep 2014 | 8,013,003 | 0 | - | - | Series E Preferred Stock | ||
| Muneer Satter | Ten Percent Owner | 22 Sep 2014 | 1,621,688 | 1,621,688 | - | - | Common Stock | ||
| Muneer Satter | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Sep 2014 | 150,000 | 1,771,688 | - | - | Common Stock | |
| Seth Harrison | Director, Ten Percent Owner | 22 Sep 2014 | 798,067 | 0 | - | - | Series B-1 Preferred Stock | ||
| Seth Harrison | Director, Ten Percent Owner | 22 Sep 2014 | 14,604,833 | 0 | - | - | Series C Preferred Stock | ||
| Seth Harrison | Director, Ten Percent Owner | 22 Sep 2014 | 644,786 | 0 | - | - | Series B-2 Preferred Stock | ||
| Seth Harrison | Director, Ten Percent Owner | 22 Sep 2014 | 1,539,643 | 0 | - | - | Series D-2 Preferred Stock | ||
| Seth Harrison | Director, Ten Percent Owner | 22 Sep 2014 | 4,500,000 | 0 | - | - | Series A Preferred Stock | ||
| Seth Harrison | Director, Ten Percent Owner | 22 Sep 2014 | 24,199,308 | 0 | - | - | Series E Preferred Stock | ||
| Seth Harrison | Director, Ten Percent Owner | 22 Sep 2014 | 7,549,570 | 7,549,579 | - | - | Common Stock | ||
| Seth Harrison | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Sep 2014 | 362,500 | 7,912,079 | - | - | Common Stock | |
| Seth Harrison | Director, Ten Percent Owner | 22 Sep 2014 | 24,046,035 | 0 | - | - | Series D-3 Preferred Stock | ||
| Seth Harrison | Director, Ten Percent Owner | 22 Sep 2014 | 8,711,335 | 0 | - | - | Series D-1 Preferred Stock | ||
| Jodie P. Morrison | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2014 | 165,251 | 165,251 | - | - | Stock Option (right to buy) | |
| Lee H. Kalowski | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Sep 2014 | 218,417 | 218,417 | - | - | Stock Option (right to buy) | |
| Lee H. Kalowski | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Sep 2014 | 54,604 | 54,604 | - | - | Common Stock |